Hacker News
- FINRA Orders Record Financial Penalties Against Robinhood https://www.finra.org/media-center/newsreleases/2021/finra-orders-record-financial-penalties-against-robinhood-financial 125 comments
- Too Fast to Match? This 401(k) Misstep Could Hurt Retirement Savings https://www.finra.org/investors/too-fast-match-401k-misstep-could-hurt-retirement-savings 6 comments
- Is the financial advisor churning my mother in-laws retirement account? https://www.finra.org/media-center/blog/working-front-lines-investor-protection-red-flags-detect-excessive-trading 8 comments personalfinance
- Bursting a Leveraged Bubble: Invest Once Markets Stop Deleveraging https://www.finra.org/investors/learn-to-invest/advanced-investing/margin-statistics 24 comments investing
- FINRA WANTS TO LIMIT OUR TRADING OPTIONS https://www.finra.org/rules-guidance/notices/22-08 34 comments wallstreetbets
- Just gonna leave this here... (Proposed FINRA rules on trading restrictions) https://www.finra.org/rules-guidance/notices/22-08 23 comments wallstreetbets
- How to Push Robinhood Closer to Bankruptcy https://www.finra.org/investors/insights/securities-arbitration 21 comments wallstreetbets
- Call to Action; FINRA Notice 22-08 (Important if you trade UPRO, TQQQ, TMF) https://www.finra.org/rules-guidance/notices/22-08#notice 29 comments stocks
- Call to Action : Comment on FINRA Notice 22-08 https://www.finra.org/rules-guidance/notices/22-08#notice 9 comments wallstreetbets
- Regulators are worried that inexperienced retail traders are getting in over their heads https://www.finra.org/rules-guidance/notices/22-08 94 comments investing
- RobinHood Increases Margin Interest Rate From 2.5% to 3%. https://www.finra.org/investors/learn-to-invest/advanced-investing/margin-statistics 114 comments stocks
- Wanna make Vlad clench to his last dollar?? FINRA to Rescue. https://www.finra.org/arbitration-mediation/dr-portal 23 comments wallstreetbets
- Do I need to find a new financial advisor? https://www.finra.org/ 8 comments personalfinance
- My broker IBKR follows US self-regulatory FINRA rules and asks to get my EU employer‘s authorization to service account. Employer hasn‘t this procedure defined and won‘t send it. Help? https://www.finra.org/rules-guidance/rulebooks/finra-rules/3210?element_id=12288&rbid=2403 4 comments europefire
- How can commission-free brokers ensure Best Execution? https://www.finra.org/rules-guidance/rulebooks/finra-rules/5310 17 comments stocks
- Data from August shows that there were 2415381 shares of BCHG shorted bringing the total shorted shares to 4828094 (13.87% of all BCH in the fund) Excluding short sales volume the Days to Cover value is 20.29. Over 10% of shares or over 10 days to cover are considered very high short interest ratios https://www.finra.org/finra-data/browse-catalog/short-sale-volume-data/daily-short-sale-volume-files 17 comments cryptocurrency
- NEW Pattern Day Trader rules https://www.finra.org/rules-guidance/notices/21-13 184 comments wallstreetbets
- FINRA VIOLATION - JP Morgan didn't enforce covering of FTDs from 2009-2015. Complete failure in competence... Now they hold the bag? https://www.finra.org/sites/default/files/fda_documents/2014041721501%20J.P.%20Morgan%20Clearing%20Corporation%20nka%20J.P.%20Morgan%20Securities%20LLC%20CRD%2079%20AWC%20va.pdf 33 comments wallstreetbets
- Parents forgot about investment and now it's missing https://www.finra.org/sites/default/files/DisciplinaryAction/p120730.pdf 43 comments personalfinance
- FINRA Orders Record Financial Penalties Against Robinhood Financial LLC https://www.finra.org/media-center/newsreleases/2021/finra-orders-record-financial-penalties-against-robinhood-financial 37 comments business
- FINRA Orders Record Financial Penalties Against Robinhood Financial LLC https://www.finra.org/media-center/newsreleases/2021/finra-orders-record-financial-penalties-against-robinhood-financial 3 comments cryptocurrency
- FINRA comments, YOU KNOW WHAT TO DO https://www.finra.org/rules-guidance/requests-for-comments 7 comments wallstreetbets
- Is there a reason this won't keep happening until we can get accurate short numbers? And existing shorting laws are actually enforced? https://www.finra.org/filing-reporting/regulatory-filing-systems/short-interest 15 comments wallstreetbets
- Some Short GME DD https://www.finra.org/filing-reporting/regulatory-filing-systems/short-interest 43 comments wallstreetbets
- In 2018, FINRA fined Interactive Brokers $5.5m for naked shorting. https://www.finra.org/media-center/news-releases/2018/finra-fines-interactive-brokers-5-point-5-million-regulation-sho 17 comments wallstreetbets
- Please be careful, there seems to be a misconception that the short interest ratio is frequently updated (GME) https://www.finra.org/filing-reporting/regulatory-filing-systems/short-interest 84 comments wallstreetbets
- Quantum Trading Theory - A Theoretical Framework Based on The Autistic Gambling Principle. https://www.finra.org/registration-exams-ce/qualification-exams/series7 11 comments wallstreetbets
- Proof that you CAN sue Robinhood https://www.finra.org/arbitration-mediation/arbitration-awards-online?search=19-00145 56 comments wallstreetbets
- Finance at Bulge Bracket Bank -> FAANG Software Engineer https://www.finra.org/registration-exams-ce/qualification-exams 11 comments cscareerquestions
- Front-loading 401k may not be best option http://www.finra.org/investors/too-fast-match-401k-misstep-could-hurt-retirement-savings 25 comments personalfinance
- Why must people do account transfers and pay a fee (ex: etrade to TD Ameritrade for $75), when they could just take earnings and transfer them back to their back and then place them in a new account? http://www.finra.org/investors/understanding-brokerage-account-transfer-process 4 comments investing
- Lets talk about taxes http://www.finra.org/investors/day-trading-margin-requirements-know-rules 61 comments wallstreetbets
- Confusion about Pattern Day Trader http://www.finra.org/investors/day-trading-margin-requirements-know-rules 27 comments stocks
- This is the board of FINRA, regulators of financial markets. LPL Financial, a firm with recent violations ranging from Ponzi schemes to unethical sales practices, has their CEO on the board, as FINRA assess fines against his firm. http://www.finra.org/aboutfinra/leadership/p009756 9 comments investing
- To everyone who is misinformed about Pattern Day Trading requirements, stop spreading misinformation. Let me clear this up for you. http://www.finra.org/investors/smartinvesting/advancedinvesting/daytrading/p005906 41 comments investing