Hacker News
- FINRA Orders Record Financial Penalties Against Robinhood https://www.finra.org/media-center/newsreleases/2021/finra-orders-record-financial-penalties-against-robinhood-financial 125 comments
- Too Fast to Match? This 401(k) Misstep Could Hurt Retirement Savings https://www.finra.org/investors/too-fast-match-401k-misstep-could-hurt-retirement-savings 6 comments
- Is the financial advisor churning my mother in-laws retirement account? https://www.finra.org/media-center/blog/working-front-lines-investor-protection-red-flags-detect-excessive-trading 8 comments personalfinance
- Bursting a Leveraged Bubble: Invest Once Markets Stop Deleveraging https://www.finra.org/investors/learn-to-invest/advanced-investing/margin-statistics 24 comments investing
- FINRA WANTS TO LIMIT OUR TRADING OPTIONS https://www.finra.org/rules-guidance/notices/22-08 34 comments wallstreetbets
- Just gonna leave this here... (Proposed FINRA rules on trading restrictions) https://www.finra.org/rules-guidance/notices/22-08 23 comments wallstreetbets
- How to Push Robinhood Closer to Bankruptcy https://www.finra.org/investors/insights/securities-arbitration 21 comments wallstreetbets
- Call to Action; FINRA Notice 22-08 (Important if you trade UPRO, TQQQ, TMF) https://www.finra.org/rules-guidance/notices/22-08#notice 29 comments stocks
- Call to Action : Comment on FINRA Notice 22-08 https://www.finra.org/rules-guidance/notices/22-08#notice 9 comments wallstreetbets
- Regulators are worried that inexperienced retail traders are getting in over their heads https://www.finra.org/rules-guidance/notices/22-08 94 comments investing
- RobinHood Increases Margin Interest Rate From 2.5% to 3%. https://www.finra.org/investors/learn-to-invest/advanced-investing/margin-statistics 114 comments stocks
- Wanna make Vlad clench to his last dollar?? FINRA to Rescue. https://www.finra.org/arbitration-mediation/dr-portal 23 comments wallstreetbets
- Do I need to find a new financial advisor? https://www.finra.org/ 8 comments personalfinance
- My broker IBKR follows US self-regulatory FINRA rules and asks to get my EU employer‘s authorization to service account. Employer hasn‘t this procedure defined and won‘t send it. Help? https://www.finra.org/rules-guidance/rulebooks/finra-rules/3210?element_id=12288&rbid=2403 4 comments europefire
- How can commission-free brokers ensure Best Execution? https://www.finra.org/rules-guidance/rulebooks/finra-rules/5310 17 comments stocks
- Data from August shows that there were 2415381 shares of BCHG shorted bringing the total shorted shares to 4828094 (13.87% of all BCH in the fund) Excluding short sales volume the Days to Cover value is 20.29. Over 10% of shares or over 10 days to cover are considered very high short interest ratios https://www.finra.org/finra-data/browse-catalog/short-sale-volume-data/daily-short-sale-volume-files 17 comments cryptocurrency
- NEW Pattern Day Trader rules https://www.finra.org/rules-guidance/notices/21-13 184 comments wallstreetbets
- FINRA VIOLATION - JP Morgan didn't enforce covering of FTDs from 2009-2015. Complete failure in competence... Now they hold the bag? https://www.finra.org/sites/default/files/fda_documents/2014041721501%20J.P.%20Morgan%20Clearing%20Corporation%20nka%20J.P.%20Morgan%20Securities%20LLC%20CRD%2079%20AWC%20va.pdf 33 comments wallstreetbets
- Parents forgot about investment and now it's missing https://www.finra.org/sites/default/files/DisciplinaryAction/p120730.pdf 43 comments personalfinance
- FINRA Orders Record Financial Penalties Against Robinhood Financial LLC https://www.finra.org/media-center/newsreleases/2021/finra-orders-record-financial-penalties-against-robinhood-financial 37 comments business
- FINRA Orders Record Financial Penalties Against Robinhood Financial LLC https://www.finra.org/media-center/newsreleases/2021/finra-orders-record-financial-penalties-against-robinhood-financial 3 comments cryptocurrency
- FINRA comments, YOU KNOW WHAT TO DO https://www.finra.org/rules-guidance/requests-for-comments 7 comments wallstreetbets
- Is there a reason this won't keep happening until we can get accurate short numbers? And existing shorting laws are actually enforced? https://www.finra.org/filing-reporting/regulatory-filing-systems/short-interest 15 comments wallstreetbets
- Some Short GME DD https://www.finra.org/filing-reporting/regulatory-filing-systems/short-interest 43 comments wallstreetbets
- In 2018, FINRA fined Interactive Brokers $5.5m for naked shorting. https://www.finra.org/media-center/news-releases/2018/finra-fines-interactive-brokers-5-point-5-million-regulation-sho 17 comments wallstreetbets
- Please be careful, there seems to be a misconception that the short interest ratio is frequently updated (GME) https://www.finra.org/filing-reporting/regulatory-filing-systems/short-interest 84 comments wallstreetbets
- Quantum Trading Theory - A Theoretical Framework Based on The Autistic Gambling Principle. https://www.finra.org/registration-exams-ce/qualification-exams/series7 11 comments wallstreetbets
- Proof that you CAN sue Robinhood https://www.finra.org/arbitration-mediation/arbitration-awards-online?search=19-00145 56 comments wallstreetbets
- Finance at Bulge Bracket Bank -> FAANG Software Engineer https://www.finra.org/registration-exams-ce/qualification-exams 11 comments cscareerquestions
- Front-loading 401k may not be best option http://www.finra.org/investors/too-fast-match-401k-misstep-could-hurt-retirement-savings 25 comments personalfinance
- Why must people do account transfers and pay a fee (ex: etrade to TD Ameritrade for $75), when they could just take earnings and transfer them back to their back and then place them in a new account? http://www.finra.org/investors/understanding-brokerage-account-transfer-process 4 comments investing
- Lets talk about taxes http://www.finra.org/investors/day-trading-margin-requirements-know-rules 61 comments wallstreetbets
- Confusion about Pattern Day Trader http://www.finra.org/investors/day-trading-margin-requirements-know-rules 27 comments stocks
- This is the board of FINRA, regulators of financial markets. LPL Financial, a firm with recent violations ranging from Ponzi schemes to unethical sales practices, has their CEO on the board, as FINRA assess fines against his firm. http://www.finra.org/aboutfinra/leadership/p009756 9 comments investing
- To everyone who is misinformed about Pattern Day Trading requirements, stop spreading misinformation. Let me clear this up for you. http://www.finra.org/investors/smartinvesting/advancedinvesting/daytrading/p005906 41 comments investing
Linking pages
- More people confident they know finances – despite the evidence https://news.osu.edu/more-people-confident-they-know-finances--despite-the-evidence/ 1048 comments
- Is the Crypto Market Bouncing Back? Here's What You Need to Know - CNET https://www.cnet.com/personal-finance/crypto/the-crypto-market-is-melting-down-heres-what-every-investor-should-know/ 227 comments
- DOL Fiduciary Rule Implementation Finally In Sight https://www.forbes.com/sites/brianmenickella/2017/06/08/dol-fiduciary-rule-implementation-finally-in-sight/#73ba01027a56 28 comments
- Kik and the SEC: What’s Going On and What Does It Mean for Crypto? | Andreessen Horowitz https://a16z.com/2019/05/15/kik-and-the-sec-whats-going-on-and-what-does-it-mean-for-crypto/ 24 comments
- Hiding A Depression: How The US Government Does It | Financial Sense http://www.financialsense.com/contributors/daniel-amerman/hiding-a-depression-how-the-us-government-does-it 17 comments
- Coming soon: M1 High-Yield Savings Account with 4.50% APY on your cash - M1 https://m1.com/blog/high-yield-savings-announcement/ 16 comments
- 3 Charts That Have Our Attention | LPL Financial Research https://lplresearch.com/2020/06/18/3-charts-that-have-our-attention/ 14 comments
- In the Insider Trading War, Market-Beaters Beware - The New York Times http://www.nytimes.com/2011/09/25/magazine/in-the-insider-trading-war-market-beaters-beware.html?pagewanted=all 12 comments
- Malecki Law is Investigating Possible Claims Related to the Sale of Shares of Amarin — New York Securities Fraud Lawyers Blog — December 8, 2014 https://www.newyorksecuritieslawyersblog.com/malecki-law-investigating-possible-claims-related-sale-shares-amarin/ 10 comments
- Why The 2019 MLB Free Agency Class Will Be The Most Lucrative Yet https://www.forbes.com/sites/brianmenickella/2018/05/22/why-the-2019-mlb-free-agency-class-will-be-the-most-lucrative-yet/ 7 comments
- Robinhood IPO: Still A Bad Bet For Investors With Alarming Risk https://www.forbes.com/sites/greatspeculations/2021/07/21/robinhood-ipo-still-a-bad-bet-for-investors-with-alarming-risk/?sh=6762d54733c7 6 comments
- Blockchain in 2017: The Year of Smart Contracts | PCMag http://www.pcmag.com/article/350088/blockchain-in-2017-the-year-of-smart-contracts 6 comments
- Regulation Crowdfunding Rules https://www.seedinvest.com/blog/crowdfunding/regulation-crowdfunding-rules 5 comments
- White Collar Crime Risk Zones – The New Inquiry https://thenewinquiry.com/white-collar-crime-risk-zones/ 4 comments
- Wealthfront Launches Risk Parity Strategy Designed To Replicate Bridgewater's All Weather Fund https://www.prnewswire.com/news-releases/wealthfront-launches-risk-parity-strategy-designed-to-replicate-bridgewaters-all-weather-fund-300602673.html 2 comments
- As SEC Votes On Title III Crowdfunding Regulations, Investment Platforms Are Divided On Impact • TechCrunch http://techcrunch.com/2015/10/30/as-sec-votes-on-title-iii-crowdfunding-regulations-investment-platforms-are-divided-on-impact/ 1 comment
- One Year Later: 3 Lessons Learned Since the Market Peak | LPL Financial Research https://lplresearch.com/2021/02/19/one-year-later-3-lessons-to-have-learned-since-the-market-peak/ 0 comments
- Google+ Poses Corporate IT Security And Compliance Issues http://www.forbes.com/sites/ciocentral/2011/08/30/google-poses-corporate-it-security-and-compliance-issues/ 0 comments
- FINRA Fines Wefunder $1.4 Million for Crowdfunding Rule Violations; StartEngine Capital Separately Fined $350,000 | FINRA.org https://www.finra.org/media-center/newsreleases/2022/finra-fines-for-crowdfunding-rule-violations 0 comments
- Snubbed by Google, Goldman Sachs Manages to Friend Facebook | WIRED http://www.wired.com/epicenter/2011/01/snubbed-by-google-goldman-sachs-friends-facebook/ 0 comments