- SEC Charges 11 Wall Street Firms with Widespread Recordkeeping Failures https://www.sec.gov/news/press-release/2023-149 2 comments economy
Linking pages
- Banks fined $549M after senior execs found secretly texting on Signal, WhatsApp | Ars Technica https://arstechnica.com/tech-policy/2023/08/wells-fargo-among-banks-fined-549m-after-hiding-employee-texts-from-regulators/ 42 comments
- Banks fined $549 million for hiding messages in iMessage and Signal - The Verge https://www.theverge.com/2023/8/8/23824521/wells-fargo-bnp-imessage-signal-whatsapp-messages-sec-fine 13 comments
- SEC charges big banks with doing business through messaging apps without keeping records - UPI.com https://www.upi.com/Top_News/US/2023/08/08/sec-whatsapp-offchannel-wells-fargo-bnp/4331691505948/ 3 comments
- SEC obtains Wall Street firms’ private chats in probe of WhatsApp, Signal use | Ars Technica https://arstechnica.com/tech-policy/2023/09/sec-obtains-wall-street-firms-private-chats-in-probe-of-whatsapp-signal-use/ 1 comment
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